Ng, Karen Ka Fai 吳家暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2004-09-14 | 2005-12-07 |
| 2 | GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED | Rep | Advising on securities | 2006-04-11 | 2007-09-13 |
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