Seex, David Christopher Edward (SFC:ALG024)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RAB CAPITAL (ASIA) LIMITED | RO | Advising on futures contracts | 2010-08-23 | 2010-10-21 | RO | Advising on securities | 2010-08-23 | 2011-08-25 | RO | Asset management | 2010-08-23 | 2011-08-25 | RO | Dealing in securities | 2010-08-23 | 2011-08-25 |
| 2 | Schroder Adveq Management (Hong Kong) Limited | RO | Advising on securities | 2013-01-02 | 2019-05-08 | RO | Dealing in securities | 2013-01-02 | 2019-05-08 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-17 | 2018-10-12 | Rep | Dealing in securities | 2018-04-17 | 2018-10-12 | RO | Advising on securities | 2018-10-12 | 2022-12-31 | RO | Dealing in securities | 2018-10-12 | 2022-12-31 |
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