Huynh, Armand 曹浩朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2014-11-07 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2013-08-23 | 2014-11-07 |
3 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-10-15 | 2005-01-22 |
4 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-15 | 2005-01-22 |
5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-02 | 2010-10-05 |
6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2010-10-05 |
7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-13 | 2010-09-10 |
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