Kaye, Patrick Jon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-01-13 | 2021-06-25 | Rep | Dealing in securities | 2016-01-13 | 2021-06-25 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-09-22 | 2008-09-29 | Rep | Dealing in securities | 2007-06-06 | 2008-09-29 | Rep | Dealing in futures contracts | 2008-07-24 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2008-12-10 | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-10 | Rep | Dealing in securities | 2008-10-10 | 2008-12-10 | Rep | Advising on securities | 2022-05-03 | Rep | Dealing in securities | 2022-05-03 |
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