Chow, Evan Sai Yiu 周世耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-09-24 | 2005-11-28 | Rep | Dealing in securities | 2004-09-24 | 2005-11-28 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-24 | 2005-11-28 |
3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-05-14 | 2009-09-17 |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2007-02-06 | 2009-03-24 | Rep | Dealing in securities | 2007-02-06 | 2009-03-24 |
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