Yang, Zixiao (SFC:BJN959) 楊子瀟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arete Research Asia Limited | Rep | Advising on securities | 2023-11-14 | |
| 2 | Blue Lotus Capital Advisors Limited | Rep | Advising on securities | 2017-06-07 | 2018-11-25 | Rep | Advising on securities | 2019-05-02 | 2020-11-27 | RO | Advising on securities | 2020-11-27 | 2023-11-01 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-01-04 | 2019-03-29 | Rep | Dealing in securities | 2019-02-18 | 2019-03-29 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-02-18 | 2019-03-29 |
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