Chan, Kwok Wai (SFC:ALG542) 陳國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmonia Capital Limited | RO | Advising on securities | 2019-12-09 | RO | Asset management | 2019-12-09 | RO | Dealing in securities | 2019-12-09 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-09-27 | 2008-02-16 | Rep | Advising on securities | 2004-09-27 | 2008-02-16 | Rep | Dealing in futures contracts | 2004-09-27 | 2008-02-16 | Rep | Dealing in securities | 2004-09-27 | 2008-02-16 |
| 3 | Mintai Asset Management Limited | RO | Advising on securities | 2018-11-27 | 2019-06-19 | RO | Asset management | 2018-11-27 | 2019-06-19 |
| 4 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2008-03-25 | 2010-10-29 | Rep | Dealing in securities | 2008-03-25 | 2010-10-29 | Rep | Advising on futures contracts | 2008-10-27 | 2010-10-29 | Rep | Dealing in futures contracts | 2008-10-27 | 2010-10-29 |
| 5 | Rich Bay Securities Limited | RO | Dealing in securities | 2018-07-09 | 2019-06-19 | RO | Dealing in futures contracts | 2018-11-12 | 2019-06-19 |
| 6 | UNITED GREAT INTERNATIONAL INVESTMENT LIMITED | RO | Advising on securities | 2016-04-22 | 2017-08-28 | RO | Asset management | 2016-04-22 | 2017-08-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy