Liao, Lei 廖磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-06-07 | 2020-10-05 |
| 2 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Dealing in securities | 2018-07-04 | 2019-12-30 |
| 3 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Advising on corporate finance | 2018-07-04 | 2021-02-28 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2020-10-05 | 2021-02-28 |
| 5 | KAM LUEN SECURITIES LIMITED | RO | Advising on securities | 2022-04-11 | |
| 6 | KAM LUEN SECURITIES LIMITED | RO | Asset management | 2022-04-11 | |
| 7 | KAM LUEN SECURITIES LIMITED | RO | Dealing in securities | 2022-04-11 |
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