Luk, Vicky Wai Kei 陸衛琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-03-30 | Rep | Dealing in securities | 2021-03-30 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-12-19 | 2010-10-03 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2004-11-03 | 2006-04-19 | Rep | Dealing in securities | 2006-04-19 | 2010-10-03 | Rep | Asset management | 2007-12-19 | 2010-10-03 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-02-17 | 2010-10-03 |
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