Wang, Yuan (SFC:ALH860) 王渊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-10-04 | 2007-03-09 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-10-04 | 2007-03-09 | Rep | Automated trading services | 2005-04-14 | 2007-03-09 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-10-04 | 2007-03-09 |
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