Nuzum, Richard Langdon Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Mercer (Hong Kong) Limited | RO | Advising on securities | 2005-01-22 | 2005-08-04 |
2 | MERCER INVESTMENTS (HK) LIMITED | RO | Advising on securities | 2005-08-04 | 2009-01-20 | RO | Advising on securities | 2017-03-10 | 2021-02-10 | RO | Dealing in securities | 2017-03-10 | 2021-02-10 |
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