Chou, Jaime Yun Cheng 周運成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2004-10-04 | 2005-11-30 |
| 2 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-02-15 | 2011-07-30 | Rep | Advising on securities | 2011-02-17 | 2011-07-30 |
| 3 | GLY CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2020-02-26 | 2020-03-24 | Rep | Asset management | 2020-02-26 | 2020-03-24 | RO | Advising on securities | 2020-03-24 | RO | Asset management | 2020-03-24 | RO | Dealing in securities | 2020-03-24 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2006-09-13 | 2007-12-01 | Rep | Dealing in securities | 2006-09-13 | 2007-12-01 |
| 5 | SPDB International Investment Management Limited | Rep | Advising on securities | 2016-07-25 | 2019-11-29 | Rep | Asset management | 2016-07-25 | 2019-11-29 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-12-12 | 2006-08-15 | Rep | Advising on securities | 2006-01-04 | 2006-08-15 | Rep | Dealing in securities | 2006-01-04 | 2006-08-15 |
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