Cao, Guanye 曹冠業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-10-12 | 2006-10-13 | Rep | Asset management | 2004-10-12 | 2006-10-13 |
| 2 | Amundi Hong Kong Limited | Rep | Advising on securities | 2004-10-12 | 2006-10-13 | Rep | Asset management | 2004-10-12 | 2006-10-13 | Rep | Dealing in securities | 2004-10-12 | 2006-10-13 |
| 3 | China Point Asset Management Limited | Rep | Advising on securities | 2015-10-12 | 2017-12-18 | Rep | Asset management | 2015-10-12 | 2017-12-18 | RO | Advising on securities | 2017-12-18 | 2018-06-18 | RO | Asset management | 2017-12-18 | 2018-06-18 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2006-11-29 | 2007-08-27 | Rep | Asset management | 2006-11-29 | 2007-08-27 | Rep | Dealing in securities | 2007-03-07 | 2007-08-27 |
| 5 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2013-08-28 | 2015-07-28 | Rep | Asset management | 2013-08-28 | 2015-07-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy