Cao, Guanye 曹冠業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMUNDI ASSET MANAGEMENT | Rep | Advising on securities | 2004-10-12 | 2006-10-13 | Amundi Hong Kong Limited | Rep | 2004-10-12 | 2006-10-13 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 2006-11-29 | 2007-08-27 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | 2013-08-28 | 2015-07-28 | China Point Asset Management Limited | Rep | 2015-10-12 | 2017-12-18 | China Point Asset Management Limited | RO | 2017-12-18 | 2018-06-18 |
| 2 | AMUNDI ASSET MANAGEMENT | Rep | Asset management | 2004-10-12 | 2006-10-13 | Amundi Hong Kong Limited | Rep | 2004-10-12 | 2006-10-13 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 2006-11-29 | 2007-08-27 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | 2013-08-28 | 2015-07-28 | China Point Asset Management Limited | Rep | 2015-10-12 | 2017-12-18 | China Point Asset Management Limited | RO | 2017-12-18 | 2018-06-18 |
| 3 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2004-10-12 | 2006-10-13 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 2007-03-07 | 2007-08-27 |
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