Chu, Wai Ping (SFC:ALI396) 朱惠萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GaoTeng Global Asset Management Limited | Rep | Asset management | 2017-11-20 | 2018-01-18 | RO | Asset management | 2018-01-18 | RO | Advising on securities | 2018-06-14 | RO | Dealing in securities | 2024-01-16 |
| 2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2012-05-30 | 2017-10-27 | Rep | Asset management | 2012-05-30 | 2017-10-27 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-10-20 | 2005-05-06 |
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