Ma, Guodong 馬國棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China International Capital Corporation (International) Limited | Rep | Advising on corporate finance | 2007-02-15 | 2008-10-16 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2008-11-13 | 2011-08-31 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-11-29 | 2006-10-01 | Rep | Dealing in securities | 2004-11-29 | 2006-10-01 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-08-08 | 2015-07-10 |
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