Huang, Yan (SFC:ALI707) 黃燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2005-01-03 | 2006-07-01 |
| 2 | Funderstone Securities Limited | Rep | Dealing in securities | 2005-01-03 | 2006-07-01 |
| 3 | Huarong International Securities Limited | Rep | Advising on securities | 2012-06-11 | 2015-08-31 |
| 4 | SIMPLEX CAPITAL ASIA LIMITED | Rep | Advising on securities | 2006-08-04 | 2011-12-31 |
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