Tan, Siew Shen 陳修賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital International, Inc. | Rep | Dealing in securities | 2017-06-07 | 2018-04-08 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2005-11-29 | 2009-12-15 | Rep | Dealing in securities | 2005-11-29 | 2009-12-15 | RO | Advising on securities | 2009-12-15 | 2010-05-01 | RO | Dealing in securities | 2009-12-15 | 2010-05-01 |
| 3 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2013-07-10 | 2017-05-22 | Rep | Asset management | 2013-07-10 | 2017-05-22 |
| 4 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-05-07 | 2018-07-05 | Rep | Dealing in securities | 2018-05-07 | 2018-07-05 | RO | Advising on securities | 2018-07-05 | RO | Dealing in securities | 2018-07-05 |
| 5 | Pyramis Global Advisors (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-14 | 2010-10-27 | Rep | Advising on securities | 2010-06-14 | 2013-02-07 | RO | Dealing in securities | 2010-10-27 | 2013-02-07 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-10-26 | 2005-10-08 |
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