Lau, Simon Man Leuk 劉文略
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-04 | 2007-05-26 | Morgan Stanley Hong Kong Securities Limited | Rep | 2015-01-02 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-09-21 | 2007-05-26 | Morgan Stanley Asia Limited | Rep | 2015-01-02 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-03 | 2005-05-03 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 2005-09-27 | 2007-05-26 |
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