Wong, Mang Nam 王萌南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-09 | 2009-05-05 | Rep | Asset management | 2004-11-09 | 2009-05-05 |
| 2 | HTC Securities Company Limited | RO | Advising on securities | 2011-07-27 | 2012-03-19 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2010-02-24 | 2010-06-22 | Rep | Asset management | 2010-02-24 | 2010-06-22 | RO | Advising on securities | 2010-06-22 | 2011-04-08 | RO | Asset management | 2010-06-22 | 2011-04-08 | RO | Dealing in securities | 2011-01-24 | 2011-04-08 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-15 | 2010-01-16 |
| 5 | Lu International (Hong Kong) Limited | RO | Advising on securities | 2018-02-14 | RO | Asset management | 2018-02-14 | RO | Dealing in securities | 2020-05-14 |
| 6 | SEABRIGHT ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-09 | 2007-01-12 | Rep | Asset management | 2004-11-09 | 2007-01-12 |
| 7 | Soochow Securities International Asset Management Limited | RO | Advising on securities | 2015-03-25 | 2017-08-16 | RO | Asset management | 2015-03-25 | 2017-08-16 |
| 8 | STATE FORTUNE CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2012-03-30 | 2015-02-13 | RO | Asset management | 2012-03-30 | 2015-02-13 |
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