Lim, Dennis Ching Ee 林經繹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASPEN CREST PARTNERS (HK) LIMITED | RO | Asset management | 2013-01-03 | 2014-12-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-11-11 | 2005-12-22 | Rep | Dealing in securities | 2004-11-11 | 2005-12-22 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-11 | 2005-12-22 |
| 4 | HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED | Rep | Advising on securities | 2006-03-01 | 2008-01-31 |
| 5 | OVERLOOK INVESTMENTS LIMITED | Rep | Asset management | 2015-06-29 | 2016-10-28 |
| 6 | Owl Creek Hong Kong Limited | Rep | Asset management | 2011-05-20 | 2012-12-31 |
| 7 | Robeco Hong Kong Limited | Rep | Advising on securities | 2009-01-09 | 2010-07-23 | Rep | Dealing in securities | 2009-01-09 | 2010-07-23 | Rep | Asset management | 2010-04-26 | 2010-07-23 |
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