Waxley, Simon Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLACK CRANE INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2009-09-28 | 2010-07-12 | RO | Asset management | 2009-09-28 | 2010-07-12 |
| 2 | ELLIOTT ADVISORS (HK) LIMITED | RO | Advising on futures contracts | 2005-03-08 | 2007-08-03 | RO | Advising on securities | 2005-03-08 | 2007-08-03 | RO | Asset management | 2005-03-08 | 2007-08-03 | Rep | Advising on futures contracts | 2007-08-03 | 2008-06-30 | Rep | Advising on securities | 2007-08-03 | 2008-06-30 | Rep | Asset management | 2007-08-03 | 2008-06-30 |
| 3 | Metaverse Securities Limited (HK) | Rep | Advising on futures contracts | 2008-07-10 | 2009-09-09 | Rep | Advising on securities | 2008-07-10 | 2009-09-09 | Rep | Asset management | 2008-07-10 | 2009-09-09 |
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