Chung, King Yip 鍾敬業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2013-05-15 | 2016-06-27 | Rep | Asset management | 2013-05-15 | 2016-06-27 | RO | Dealing in securities | 2016-04-25 | 2016-11-01 | RO | Advising on securities | 2016-06-27 | 2016-11-01 | RO | Asset management | 2016-06-27 | 2016-11-01 |
| 2 | China Chengtong (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2016-11-24 | 2017-01-13 | Rep | Dealing in securities | 2016-11-24 | 2017-01-13 | Rep | Asset management | 2016-11-24 | 2017-03-08 | RO | Advising on securities | 2017-01-13 | 2017-11-01 | RO | Dealing in securities | 2017-01-13 | 2017-11-01 | RO | Asset management | 2017-03-08 | 2017-11-01 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2011-03-28 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2011-03-28 |
| 5 | SAPERE CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2017-11-21 | 2021-03-31 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2004-12-29 | 2005-07-19 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-01 | 2005-07-19 |
| 8 | YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-19 | 2006-07-08 |
| 9 | ZENITH INNOVATION FINANCIAL GROUP LIMITED | RO | Advising on securities | 2022-10-10 | RO | Asset management | 2022-10-10 |
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