Chung, King Yip 鍾敬業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Bosera Asset Management (International) Co., Limited Rep Advising on securities 2013-05-15 2016-06-27
Bosera Asset Management (International) Co., Limited RO 2016-06-27 2016-11-01
China Chengtong (Hong Kong) Asset Management Company Limited Rep 2016-11-24 2017-01-13
China Chengtong (Hong Kong) Asset Management Company Limited RO 2017-01-13 2017-11-01
ZENITH INNOVATION FINANCIAL GROUP LIMITED RO 2022-10-10
2 Bosera Asset Management (International) Co., Limited Rep Asset management 2013-05-15 2016-06-27
Bosera Asset Management (International) Co., Limited RO 2016-06-27 2016-11-01
China Chengtong (Hong Kong) Asset Management Company Limited Rep 2016-11-24 2017-03-08
China Chengtong (Hong Kong) Asset Management Company Limited RO 2017-03-08 2017-11-01
SAPERE CAPITAL MANAGEMENT LIMITED RO 2017-11-21 2021-03-31
ZENITH INNOVATION FINANCIAL GROUP LIMITED RO 2022-10-10
3 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2004-12-01 2005-07-19
CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep 2007-09-27 2011-03-28
4 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2004-12-29 2005-07-19
YICKO SECURITIES LIMITED Rep 2005-07-19 2006-07-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep 2007-07-27 2011-03-28
Bosera Asset Management (International) Co., Limited RO 2016-04-25 2016-11-01
China Chengtong (Hong Kong) Asset Management Company Limited Rep 2016-11-24 2017-01-13
China Chengtong (Hong Kong) Asset Management Company Limited RO 2017-01-13 2017-11-01

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