Pallett, Todd Barry
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Belvest Investment Services Limited | Rep | Advising on securities | 2004-12-23 | 2009-06-15 | Rep | Asset management | 2004-12-23 | 2009-06-15 |
| 2 | EXS Capital Asia Limited | Rep | Advising on securities | 2009-07-13 | 2012-08-14 | Rep | Asset management | 2009-07-13 | 2012-08-14 | Rep | Advising on corporate finance | 2012-08-14 | 2016-12-31 | RO | Advising on securities | 2012-08-14 | 2016-12-31 | RO | Asset management | 2012-08-14 | 2016-12-31 |
| 3 | Leo Capital Corp (Hong Kong) Limited | RO | Advising on securities | 2017-01-03 | 2021-09-02 | RO | Asset management | 2017-01-03 | 2021-09-02 | Rep | Advising on securities | 2021-09-02 | Rep | Asset management | 2021-09-02 |
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