Chow, May Siu Ling 周小玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-11-16 | 2009-08-24 | Rep | Advising on securities | 2007-11-16 | 2009-08-24 | Rep | Asset management | 2007-11-16 | 2009-08-24 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2009-09-28 | 2011-06-13 | Rep | Dealing in securities | 2009-10-21 | 2011-06-13 |
| 3 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2005-02-24 | 2007-10-02 |
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