Lim, Ning 林宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-08 | 2010-06-29 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-06 | 2012-10-05 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-01-03 | 2008-07-08 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-01-03 | 2008-07-08 |
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