Dunn, Yvonne Wai See 鄧慧思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIAL CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2005-10-20 | 2006-08-23 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2004-12-17 | 2005-08-29 |
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