Leung, Ming Wai (SFC:ALO209) 梁明慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2005-02-07 | 2006-05-18 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-12-22 | 2006-05-18 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-22 | 2006-05-18 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-22 | 2006-05-18 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-21 | 2007-10-06 | Rep | Advising on securities | 2006-09-21 | 2007-10-06 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-05-14 |
| 7 | Newedge Broker Limited | Rep | Dealing in securities | 2007-11-30 | 2008-05-14 | Rep | Automated trading services | 2007-12-10 | 2008-05-14 | Rep | Dealing in futures contracts | 2007-12-10 | 2008-05-14 |
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