Coplestone, John Clayton
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Aberdeen International Investment Management Limited | RO | Asset management | 2005-07-27 | 2005-09-30 | RO | Advising on securities | 2005-07-27 | 2006-04-11 | RO | Dealing in securities | 2005-07-27 | 2006-04-11 |
2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2006-06-26 | 2006-09-07 | Rep | Asset management | 2006-06-26 | 2006-09-07 | Rep | Dealing in securities | 2006-06-26 | 2006-09-07 | RO | Advising on securities | 2006-09-07 | 2007-02-26 | RO | Asset management | 2006-09-07 | 2007-02-26 | RO | Dealing in securities | 2006-09-07 | 2007-02-26 |
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