Rosenberg, Zachry David (SFC:ALP666)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | RO | Advising on securities | 2012-09-12 | 2016-09-05 | RO | Dealing in securities | 2012-09-12 | 2016-09-05 | RO | Advising on corporate finance | 2014-04-07 | 2016-09-05 |
| 2 | FOX-PITT, KELTON (ASIA) LIMITED | RO | Advising on corporate finance | 2005-03-23 | 2009-10-16 | RO | Advising on securities | 2005-03-23 | 2009-10-16 | RO | Dealing in securities | 2005-03-23 | 2009-10-16 |
| 3 | Keefe, Bruyette & Woods Asia Limited | RO | Advising on corporate finance | 2010-03-03 | 2012-07-26 | RO | Dealing in securities | 2010-03-03 | 2012-07-26 |
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