Lau, Hang (SFC:ALP916) 劉鏗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2006-06-06 | 2008-03-28 | Rep | Dealing in securities | 2006-06-08 | 2008-03-28 |
| 2 | ITAU ASIA LIMITED | RO | Dealing in securities | 2014-09-18 | 2017-05-04 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-02-03 | 2012-12-11 | Rep | Advising on securities | 2012-02-03 | 2012-12-11 | Rep | Dealing in securities | 2012-02-03 | 2012-12-11 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2006-05-12 | Rep | Advising on securities | 2005-04-27 | 2006-05-12 |
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