Wong, Carrie 黃己姚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-01-28 | 2008-07-01 |
| 2 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-02-07 | 2006-11-27 |
| 3 | Lion Global Financial Limited | Rep | Advising on securities | 2007-02-08 | 2007-03-16 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-02-04 | 2005-06-20 |
| 5 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2005-06-21 | 2006-01-18 |
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