Koh, Ushe Hon Tat
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FT Securities Limited | Rep | Dealing in securities | 2005-01-08 | 2005-07-22 |
2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-01-08 | 2005-07-22 |
3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-02 | 2024-05-13 | Rep | Dealing in securities | 2024-02-02 | 2024-05-13 |
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