Garrett, Adam Guy Orlebar 蓋首男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CS Wealth Asset Management Limited | Rep | Advising on securities | 2017-08-21 | 2020-08-04 | Rep | Asset management | 2017-08-21 | 2020-08-04 | RO | Advising on securities | 2020-08-04 | 2022-03-17 | RO | Asset management | 2020-08-04 | 2022-03-17 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2005-01-10 | 2008-09-29 | Rep | Dealing in securities | 2005-01-10 | 2008-09-29 |
| 3 | NEW ASIA FERRELL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-04-14 | 2022-05-10 | Rep | Asset management | 2022-04-14 | 2022-05-10 | RO | Advising on securities | 2022-05-10 | RO | Asset management | 2022-05-10 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-10 | Rep | Dealing in securities | 2008-10-10 | 2008-12-10 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2008-12-10 |
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