Garrett, Adam Guy Orlebar 蓋首男

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CS Wealth Asset Management Limited Rep Advising on securities 2017-08-21 2020-08-04
CS Wealth Asset Management Limited RO 2020-08-04 2022-03-17
NEW ASIA FERRELL ASSET MANAGEMENT LIMITED Rep 2022-04-14 2022-05-10
NEW ASIA FERRELL ASSET MANAGEMENT LIMITED RO 2022-05-10
2 CS Wealth Asset Management Limited Rep Asset management 2017-08-21 2020-08-04
CS Wealth Asset Management Limited RO 2020-08-04 2022-03-17
NEW ASIA FERRELL ASSET MANAGEMENT LIMITED Rep 2022-04-14 2022-05-10
NEW ASIA FERRELL ASSET MANAGEMENT LIMITED RO 2022-05-10
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2005-01-10 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2008-12-10
Nomura Asia Investment (Hong Kong) Limited Rep 2008-12-10 2008-12-10
4 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2005-01-10 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2008-12-10
NOMURA SECURITIES (HONG KONG) LIMITED Rep 2008-12-10 2008-12-10

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