Chan, Chi Kin (SFC:ALQ452) 陳志堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2005-03-17 | 2010-09-17 | Rep | Advising on futures contracts | 2006-09-27 | 2010-09-17 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2011-11-16 | 2016-01-08 | Rep | Dealing in securities | 2011-11-16 | 2016-01-08 | Rep | Dealing in securities | 2016-05-19 | Rep | Dealing in futures contracts | 2016-05-19 | 2019-09-19 | RO | Dealing in futures contracts | 2019-09-19 |
| 3 | Goldstream Capital Management Limited | Rep | Asset management | 2016-01-27 | 2016-05-02 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2010-09-20 | 2011-07-29 | Rep | Dealing in securities | 2010-09-20 | 2011-07-29 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2010-09-20 | 2010-12-06 | Rep | Dealing in futures contracts | 2010-09-20 | 2010-12-06 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-09-20 | 2011-07-29 | Rep | Dealing in futures contracts | 2010-12-06 | 2011-07-29 |
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