Lai, Miranda Fung Sin 黎鳳仙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2005-03-02 | 2005-09-21 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2007-03-23 | 2008-06-04 |
3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-09-22 | 2006-03-02 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2006-03-13 | 2006-03-16 | Rep | Dealing in securities | 2006-03-16 | 2007-02-28 |
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