Yip, Vicky King Lun 葉經綸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-24 | 2008-11-07 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-11-01 | 2008-11-07 |
| 3 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-02-21 | 2007-06-11 |
| 4 | WM (HK) Limited | Rep | Advising on securities | 2007-07-17 | 2007-09-18 | Rep | Dealing in securities | 2007-07-17 | 2007-09-18 |
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