Wong, Shiu On 王秀安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2020-04-24 | 2020-09-30 | Rep | Dealing in securities | 2020-04-24 | 2020-09-30 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-01-31 | 2011-01-12 | Rep | Dealing in securities | 2005-01-31 | 2011-01-12 |
| 3 | BOCOM International (Asia) Limited | Rep | Dealing in securities | 2015-05-20 | 2015-09-22 | Rep | Advising on corporate finance | 2015-05-20 | 2019-12-23 | RO | Dealing in securities | 2015-09-22 | 2019-12-23 |
| 4 | BOCOM International Securities Limited | Rep | Advising on securities | 2015-05-20 | 2015-09-22 | Rep | Dealing in securities | 2015-05-20 | 2015-09-22 | RO | Advising on securities | 2015-09-22 | 2019-12-23 | RO | Dealing in securities | 2015-09-22 | 2019-12-23 |
| 5 | Calibration Partners (Hong Kong) Limited | Rep | Advising on securities | 2020-11-13 | Rep | Advising on corporate finance | 2020-12-09 |
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