Tang, Haibo (SFC:ALQ981) 湯海波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2005-01-27 | 2006-02-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-16 | 2009-07-13 |
| 3 | UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2011-10-11 | 2012-04-26 | Rep | Advising on securities | 2011-10-11 | 2020-07-02 | Rep | Asset management | 2015-01-28 | 2017-02-21 | RO | Asset management | 2017-02-21 | 2017-09-18 | Rep | Asset management | 2017-09-18 | 2020-07-02 |
| 4 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-09 | Rep | Asset management | 2023-02-09 |
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