Fellas, Lewis John (SFC:ALR009)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEEPHAVEN ASIA LIMITED | Rep | Advising on securities | 2006-12-04 | 2008-03-05 | Rep | Asset management | 2006-12-06 | 2008-03-05 | RO | Advising on securities | 2008-03-05 | 2009-04-07 | RO | Asset management | 2008-03-05 | 2009-04-07 |
| 2 | FACTORIAL MANAGEMENT LIMITED | RO | Asset management | 2011-12-30 | 2012-06-05 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-01-28 | 2005-04-25 | Rep | Dealing in securities | 2005-01-28 | 2005-04-25 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-09-21 | 2006-08-14 | Rep | Dealing in futures contracts | 2005-11-30 | 2006-08-14 |
| 5 | Segantii Capital Management Limited | Rep | Asset management | 2012-06-22 | 2013-08-26 | RO | Asset management | 2013-08-26 | 2014-01-31 |
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