Wang, Jianyang (SFC:ALR017) 汪建阳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2005-01-27 | 2006-08-02 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-16 | 2011-04-29 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2013-04-02 | 2013-09-02 | Rep | Dealing in securities | 2013-04-02 | 2013-09-02 |
4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-08-04 | 2007-03-21 |
5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-05-18 | 2013-01-01 | Rep | Asset management | 2011-05-18 | 2013-01-01 |
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