Lau, Yuki Kwai Chun 劉桂珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-06-01 | 2005-06-10 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-06-01 | 2005-06-10 |
| 3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2005-08-12 | 2006-05-04 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-08-12 | 2006-05-04 |
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