Fung, William Ching Ho 馮正可
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMTD Wealth Management Solutions Group Limited | RO | Advising on securities | 2017-06-07 | RO | Dealing in securities | 2017-06-07 | RO | Asset management | 2019-02-22 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-02-01 | 2008-09-29 | Rep | Dealing in securities | 2005-02-01 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-02-01 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-09-02 | Rep | Dealing in securities | 2008-10-10 | 2009-09-02 |
| 5 | orientiert International Markets Limited | RO | Advising on securities | 2016-11-09 | 2023-04-06 | RO | Dealing in securities | 2016-11-09 | 2023-04-06 | RO | Asset management | 2019-01-14 | 2023-04-06 |
| 6 | orientiert XYZ Securities Limited | RO | Advising on securities | 2016-04-07 | 2023-04-06 | RO | Dealing in securities | 2016-04-07 | 2023-04-06 | Rep | Asset management | 2016-04-08 | 2018-05-31 | RO | Asset management | 2018-05-31 | 2023-04-06 |
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