Mao, Yingxu 毛應旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2005-02-03 | 2006-03-31 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2015-10-20 | 2015-12-22 | Rep | Dealing in securities | 2015-12-17 | 2021-06-16 | RO | Advising on corporate finance | 2015-12-22 | 2022-11-14 | RO | Dealing in securities | 2021-06-16 | 2022-11-14 |
| 3 | CMB International Global Markets Limited | Rep | Dealing in securities | 2022-11-25 | 2023-02-06 | RO | Advising on securities | 2023-02-06 | RO | Dealing in securities | 2023-02-06 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-01-14 | RO | Advising on corporate finance | 2014-01-14 | 2015-05-22 |
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