Lee, Chun Bong (SFC:ALR864) 李鎮邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-13 | 2005-09-01 |
| 2 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-03-03 | 2018-12-31 | Rep | Dealing in securities | 2016-03-03 | 2018-12-31 | Rep | Leveraged foreign exchange trading | 2016-03-03 | 2018-12-31 | Rep | Advising on futures contracts | 2016-05-19 | 2018-12-31 | Rep | Advising on securities | 2016-05-19 | 2018-12-31 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2007-10-23 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-25 | 2007-10-23 |
| 5 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-16 | 2016-02-12 |
| 6 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2014-10-16 | 2016-02-12 | Rep | Leveraged foreign exchange trading | 2015-03-03 | 2016-02-12 |
| 7 | HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2023-10-20 | Rep | Asset management | 2023-10-20 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2008-05-20 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-05-20 |
| 10 | TIANDA ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-02-10 | 2020-12-31 |
| 11 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2019-02-20 | 2020-01-05 | RO | Dealing in securities | 2019-02-20 | 2020-01-05 |
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