Sham, Wo Kwan 沈和昆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2005-03-15 | 2006-01-13 |
| 2 | Funderstone Securities Limited | Rep | Dealing in securities | 2005-03-15 | 2006-01-13 |
| 3 | KEYWISE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2020-03-16 | 2024-02-15 | RO | Advising on securities | 2024-02-15 | RO | Asset management | 2024-02-15 |
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