Ottery, Gavin John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2005-02-15 | 2005-11-05 | Rep | Dealing in securities | 2005-02-15 | 2005-11-05 | Rep | Automated trading services | 2007-11-28 | 2010-10-12 | Rep | Dealing in securities | 2007-11-28 | 2010-10-12 |
| 2 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2015-03-11 | Rep | Dealing in securities | 2015-03-11 |
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