Wong, Joseph Ming Him 王銘謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-02-17 | 2007-01-20 | Rep | Asset management | 2005-02-17 | 2007-01-20 | Rep | Dealing in securities | 2005-02-17 | 2007-01-20 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-07 | 2007-04-17 |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-02-13 | 2007-04-17 |
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